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48,184 XNAS Volume

XNAS 04 Apr, 2025 5:30 PM (EDT)



Insider Trading disclosures for Great Elm Capital Corp

The latest disclosure was made by Adam Michael Kleinman in Great Elm Capital Corp where a trade of 6,194 Common Stock done was reported to US exchanges on Sept. 20, 2024.

Insider trading is the trading of a company’s securities by individuals with access to confidential or material non-public information about the company. A company is required to report trading by corporate officers, directors, or other company members with significant access to privileged information to the Securities and Exchange Commission (SEC).

Client Name Client Category Action Reported to Exchange Quantity Post Transaction Holding Traded % Avg. Price Value Security Type
Adam Michael Kleinman CCO and Secretary Other type of transaction at price $ 0.00 per share. 20 Sep 2024 6,194 28,326 (0%) 0% 0 Common Stock
Adam Michael Kleinman CCO and Secretary Other type of transaction at price $ 0.00 per share. 20 Sep 2024 2,093 30,419 (0%) 0% 0 Common Stock
Keri A. Davis CFO Other type of transaction at price $ 0.00 per share. 20 Sep 2024 781 19,313 (0%) 0% 0 Common Stock
Keri A. Davis CFO Other type of transaction at price $ 0.00 per share. 20 Sep 2024 3,717 18,532 (0%) 0% 0 Common Stock
Matt Kaplan CEO and President Other type of transaction at price $ 0.00 per share. 20 Sep 2024 42,121 92,789 (0%) 0% 0 Common Stock
Adam Michael Kleinman CCO and Secretary Other type of transaction at price $ 0.00 per share. 20 Sep 2024 6,194 38,251 (0%) 0% 0 Common Stock
Adam Michael Kleinman CCO and Secretary Other type of transaction at price $ 0.00 per share. 20 Sep 2024 2,093 40,344 (0%) 0% 0 Common Stock
Keri A. Davis CFO Other type of transaction at price $ 0.00 per share. 20 Sep 2024 647 19,179 (0%) 0% 0 Common Stock
Keri A. Davis CFO Other type of transaction at price $ 0.00 per share. 20 Sep 2024 213 19,392 (0%) 0% 0 Common Stock
Matthew A. Drapkin Director Purchase of securities on an exchange or from another person at price $ 9.92 per share. 16 Sep 2024 9,600 75,716 (0%) 0% 9.9 95,236 Common Stock
Matthew A. Drapkin Director Purchase of securities on an exchange or from another person at price $ 10.01 per share. 20 Aug 2024 3,189 64,806 (0%) 0% 10.0 31,922 Common Stock
Matthew A. Drapkin Director Purchase of securities on an exchange or from another person at price $ 10.12 per share. 20 Aug 2024 1,310 66,116 (0%) 0% 10.1 13,257 Common Stock
Mark Kuperschmid Director Purchase of securities on an exchange or from another person at price $ 8.01 per share. 12 May 2023 2,000 13,972 (0%) 0% 8.0 16,020 Common Stock
Mark Kuperschmid Director Purchase of securities on an exchange or from another person at price $ 8.02 per share. 12 May 2023 2,700 3,000 (0%) 0% 8.0 21,654 Common Stock
Mark Kuperschmid Director Purchase of securities on an exchange or from another person at price $ 8.01 per share. 12 May 2023 300 300 (0%) 0% 8.0 2,403 Common Stock
Matt Kaplan CEO and President Purchase of securities on an exchange or from another person at price $ 9.29 per share. 10 Mar 2023 1,100 12,000 (0%) 0% 9.3 10,219 Common Stock
Matt Kaplan CEO and President Purchase of securities on an exchange or from another person at price $ 9.13 per share. 07 Mar 2023 5,020 7,020 (0%) 0% 9.1 45,833 Common Stock
Matt Kaplan CEO and President Purchase of securities on an exchange or from another person at price $ 9.41 per share. 07 Mar 2023 1,679 10,900 (0%) 0% 9.4 15,799 Common Stock
Matt Kaplan CEO and President Purchase of securities on an exchange or from another person at price $ 9.46 per share. 07 Mar 2023 2,201 9,221 (0%) 0% 9.5 20,821 Common Stock
Keri A. Davis CFO Other type of transaction at price $ 0.00 per share. 20 Sep 2022 5,894 9,011 (0%) 0% 0 Common Stock
Keri A. Davis CFO Other type of transaction at price $ 0.00 per share. 20 Sep 2022 23 9,034 (0%) 0% 0 Common Stock
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 84,000 220,399 (2%) 0% 12.5 1,050,000 Common Stock
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 160,000 208,932 (2%) 1% 12.5 2,000,000 Common Stock
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 320,000 369,140 (3%) 3% 12.5 4,000,000 Common Stock
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 20,000 21,308 (0%) 0% 12.5 250,000 Common Stock
Matthew A. Drapkin Director Other type of transaction at price $ 12.50 per share. 15 Jun 2022 40,000 40,309 (0%) 0% 12.5 500,000 Common Stock
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 131,606 0 - - Subscription Rights
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 47,335 0 - - Subscription Rights
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 48,194 0 - - Subscription Rights
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 1,308 0 - - Subscription Rights
Matthew A. Drapkin Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 309 0 - - Subscription Rights
Mark Kuperschmid Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 5,986 11,972 (0%) 0% 12.5 74,825 Common Stock
Mark Kuperschmid Director Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 5,986 0 - - Subscription Rights
Adam Michael Kleinman CCO and Secretary Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 4,000 20,558 (0%) 0% 12.5 50,000 Common Stock
Adam Michael Kleinman CCO and Secretary Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 4,000 0 - - Subscription Rights
Matt Kaplan CEO and President Exercise or conversion of derivative security received from the company (such as an option) at price $ 12.50 per share. 15 Jun 2022 1,000 2,000 (0%) 0% 12.5 12,500 Common Stock
Matt Kaplan CEO and President Exercise or conversion of derivative security received from the company (such as an option) at price $ 0.00 per share. 15 Jun 2022 1,000 0 - - Subscription Rights
Matthew A. Drapkin Director Purchase of securities on an exchange or from another person at price $ 12.41 per share. 25 May 2022 946 49,140 (0%) 0% 12.4 11,743 Common Stock
Matthew A. Drapkin Director Purchase of securities on an exchange or from another person at price $ 12.41 per share. 25 May 2022 1,597 48,932 (0%) 0% 12.4 19,825 Common Stock
Matthew A. Drapkin Director Purchase of securities on an exchange or from another person at price $ 12.41 per share. 25 May 2022 4,793 136,399 (1%) 0% 12.4 59,498 Common Stock
Matt Kaplan CEO and President Purchase of securities on an exchange or from another person at price $ 14.00 per share. 08 Mar 2022 1,000 1,000 (0%) 0% 14 14,000 Common Stock
Peter Andrew Reed Director, President and CEO Other type of transaction at price $ 0.00 per share. 24 Sep 2021 87,132 351,636 (3%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Other type of transaction at price $ 0.00 per share. 24 Sep 2021 79,411 158,907 (1%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Other type of transaction at price $ 0.00 per share. 24 Sep 2021 5,147 18,699 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 05 Feb 2021 11,254 13,552 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 97 5,073 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 330 17,202 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 40 2,383 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 18 1,034 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 5,969 264,504 (2%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 603 35,917 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 571 25,279 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 1,794 79,496 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 614 36,559 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Jan 2021 51 2,298 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 19 1,016 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 42 2,343 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 96 4,976 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 324 16,872 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 5,473 258,535 (2%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 633 35,314 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 524 24,707 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 1,645 77,701 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 644 35,945 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Dec 2020 47 2,246 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 128 4,880 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 24 997 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 53 2,301 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 432 16,548 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 7,619 253,062 (2%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 811 34,681 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 729 24,183 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 2,290 76,055 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 825 35,301 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 20 Nov 2020 66 2,198 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 111 4,752 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 20 973 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 46 2,248 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 245 16,116 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 2,592 245,443 (2%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 453 33,870 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 362 23,454 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 1,010 73,764 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 363 34,476 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Oct 2020 18 2,132 (0%) 0% 0 Common Stock
John E. Stuart Director 28 Sep 2020 5,773 0 - - Subscription Rights
John E. Stuart Director 28 Sep 2020 5,773 15,871 (0%) 0% 2.9 17,030 Common Stock
Peter Andrew Reed Director, President and CEO Other type of transaction at price $ 2.95 per share. 28 Sep 2020 56,239 242,851 (2%) 0% 2.9 165,905 Common Stock
Peter Andrew Reed Director, President and CEO 28 Sep 2020 92,448 186,612 (1%) 0% 3.0 272,722 Common Stock
Peter Andrew Reed Director, President and CEO 28 Sep 2020 92,448 0 - - Subscription Rights
Mark Kuperschmid Director 28 Sep 2020 12,000 0 - - Subscription Rights
Mark Kuperschmid Director 28 Sep 2020 12,000 33,417 (0%) 0% 3.0 35,400 Common Stock
Randall Revell Horsey Director 28 Sep 2020 10,000 0 - - Subscription Rights
Randall Revell Horsey Director 28 Sep 2020 10,000 23,091 (0%) 0% 3.0 29,500 Common Stock
Adam Michael Kleinman Chief Compliance Officer 28 Sep 2020 36,042 0 - - Subscription Rights
Adam Michael Kleinman Chief Compliance Officer 28 Sep 2020 36,042 72,754 (0%) 0% 3.0 106,324 Common Stock
Michael C. Speller Director 28 Sep 2020 16,937 0 - - Subscription Rights
Michael C. Speller Director 28 Sep 2020 16,937 34,113 (0%) 0% 2.9 49,964 Common Stock
Keri Davis CFO and Treasurer 28 Sep 2020 651 1,314 (0%) 0% 2.9 1,920 Common Stock
Keri Davis CFO and Treasurer 28 Sep 2020 651 0 - - Subscription Rights
Keri Davis CFO and Treasurer Other type of transaction at price $ 2.95 per share. 28 Sep 2020 800 2,114 (0%) 0% 3.0 2,360 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 72 4,641 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 160 10,098 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 30 2,202 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 14 953 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 1,716 94,164 (0%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 298 21,417 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 239 13,091 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 669 36,712 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 239 17,176 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Sep 2020 12 663 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 74 4,569 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 14 939 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 32 2,172 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 161 9,938 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 1,640 92,448 (0%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 316 21,119 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 192 12,852 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 640 36,042 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 254 16,937 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 21 Aug 2020 11 651 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 41 9,777 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 13 925 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 29 2,140 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 72 4,495 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 119 9,736 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 1,755 90,808 (0%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 283 20,803 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 245 12,659 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 685 35,402 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 227 16,683 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jul 2020 12 639 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 69 4,423 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 27 2,111 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 152 9,617 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 12 912 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 1,682 89,053 (0%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 270 20,520 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 234 12,414 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 656 34,717 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 216 16,456 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 Jun 2020 11 627 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 30 2,084 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 185 9,465 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 83 4,354 (0%) 0% 0 Common Stock
John E. Stuart Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 13 900 (0%) 0% 0 Common Stock
Peter Andrew Reed Director, President and CEO Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 2,157 87,371 (0%) 0% 0 Common Stock
Mark Kuperschmid Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 300 20,250 (0%) 0% 0 Common Stock
Randall Revell Horsey Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 180 12,180 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 841 34,060 (0%) 0% 0 Common Stock
Michael C. Speller Director Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 240 16,240 (0%) 0% 0 Common Stock
Keri Davis CFO and Treasurer Grant, award, or other acquisition of securities at price $ 0.00 per share. 15 May 2020 15 615 (0%) 0% 0 Common Stock
Adam Michael Kleinman Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 7.90 per share. 20 Nov 2019 7,500 33,219 (0%) 0% 7.9 59,250 Common Stock
Michael C. Speller None Purchase of securities on an exchange or from another person at price $ 7.80 per share. 20 Nov 2019 5,000 16,000 (0%) 0% 7.8 39,000 Common Stock
Keri Davis See Remarks Purchase of securities on an exchange or from another person at price $ 7.94 per share. 20 Nov 2019 600 600 (0%) 0% 7.9 4,764 Common Stock
Adam Michael Kleinman Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 8.17 per share. 29 Aug 2019 350 25,350 (0%) 0% 8.2 2,860 Common Stock
Adam Michael Kleinman Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 8.25 per share. 29 Aug 2019 369 25,719 (0%) 0% 8.2 3,044 Common Stock
Randall Revell Horsey None Purchase of securities on an exchange or from another person at price $ 8.32 per share. 27 Aug 2019 2,000 12,000 (0%) 0% 8.3 16,640 Common Stock
Peter Andrew Reed Director, President and CEO Purchase of securities on an exchange or from another person at price $ 8.25 per share. 26 Aug 2019 3,000 85,214 (0%) 0% 8.3 24,750 Common Stock
Peter Andrew Reed Director, President and CEO Purchase of securities on an exchange or from another person at price $ 8.25 per share. 19 Aug 2019 2,219 82,214 (0%) 0% 8.3 18,307 Common Stock
Peter Andrew Reed Director, President and CEO Purchase of securities on an exchange or from another person at price $ 8.50 per share. 06 Jun 2019 3,143 79,995 (0%) 0% 8.5 26,716 Common Stock
Adam Michael Kleinman Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 8.50 per share. 04 Jun 2019 10,000 25,000 (0%) 0% 8.5 85,000 Common Stock
Peter Andrew Reed Director, President and CEO Purchase of securities on an exchange or from another person at price $ 8.58 per share. 31 May 2019 2,000 76,852 (0%) 0% 8.6 17,160 Common Stock
Peter Andrew Reed Director, See Remarks Other type of transaction at price $ 7.90 per share. 18 Dec 2018 2,145 74,852 (0%) 0% 7.9 16,946 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 8.30 per share. 03 Dec 2018 182 12,950 (0%) 0% 8.3 1,511 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 8.35 per share. 03 Dec 2018 7,000 19,950 (0%) 0% 8.4 58,450 Common Stock
Peter Andrew Reed Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.40 per share. 30 Nov 2018 3,000 72,707 (0%) 0% 8.4 25,200 Common Stock
Randall Revell Horsey None Purchase of securities on an exchange or from another person at price $ 8.38 per share. 30 Nov 2018 2,000 10,000 (0%) 0% 8.4 16,760 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 8.30 per share. 29 Nov 2018 4,000 12,768 (0%) 0% 8.3 33,200 Common Stock
Randall Revell Horsey None Purchase of securities on an exchange or from another person at price $ 8.36 per share. 28 Nov 2018 4,000 8,000 (0%) 0% 8.4 33,440 Common Stock
Peter Andrew Reed Director, See Remarks Other type of transaction at price $ 8.39 per share. 27 Nov 2018 1,832 69,707 (0%) 0% 8.4 15,370 Common Stock
Peter Andrew Reed Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.25 per share. 26 Nov 2018 2,368 67,875 (0%) 0% 8.3 19,536 Common Stock
Adam Michael Kleinman Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 8.05 per share. 20 Nov 2018 6,000 15,000 (0%) 0% 8.1 48,300 Common Stock
Michael C. Speller None Purchase of securities on an exchange or from another person at price $ 8.12 per share. 20 Nov 2018 6,000 11,000 (0%) 0% 8.1 48,720 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 8.14 per share. 19 Nov 2018 1,000 8,768 (0%) 0% 8.1 8,140 Common Stock
Randall Revell Horsey None Purchase of securities on an exchange or from another person at price $ 8.08 per share. 19 Nov 2018 2,000 4,000 (0%) 0% 8.1 16,160 Common Stock
Randall Revell Horsey None Purchase of securities on an exchange or from another person at price $ 8.10 per share. 19 Nov 2018 1,000 2,000 (0%) 0% 8.1 8,100 Common Stock
Randall Revell Horsey None Purchase of securities on an exchange or from another person at price $ 8.14 per share. 16 Nov 2018 1,000 1,000 (0%) 0% 8.1 8,140 Common Stock
Peter Andrew Reed Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.10 per share. 15 Nov 2018 41,500 45,507 (0%) 0% 8.1 336,150 Common Stock
Peter Andrew Reed Director, See Remarks Purchase of securities on an exchange or from another person at price $ 8.05 per share. 15 Nov 2018 20,000 65,507 (0%) 0% 8.1 161,000 Common Stock
Adam Michael Kleinman Chief Compliance Officer Purchase of securities on an exchange or from another person at price $ 8.06 per share. 15 Nov 2018 9,000 9,000 (0%) 0% 8.1 72,540 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 8.03 per share. 29 May 2018 1,237 7,768 (0%) 0% 8.0 9,933 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 8.06 per share. 29 May 2018 4,531 6,531 (0%) 0% 8.1 36,520 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 9.36 per share. 29 May 2018 1,000 2,000 (0%) 0% 9.4 9,360 Common Stock
Peter Andrew Reed Director, President and CEO Purchase of securities on an exchange or from another person at price $ 10.10 per share. 27 Nov 2017 200 4,007 (0%) 0% 10.1 2,020 Common Stock
Peter Andrew Reed Director, President and CEO Purchase of securities on an exchange or from another person at price $ 9.85 per share. 17 Nov 2017 3,807 3,807 (0%) 0% 9.9 37,499 Common Stock
Michael C. Speller None Purchase of securities on an exchange or from another person at price $ 9.40 per share. 13 Nov 2017 5,000 5,000 (0%) 0% 9.4 47,000 Common Stock
Michael J. Sell See Remarks Purchase of securities on an exchange or from another person at price $ 9.43 per share. 10 Nov 2017 1,088 1,700 (0%) 0% 9.4 10,260 Common Stock
Mark Kuperschmid None Purchase of securities on an exchange or from another person at price $ 9.36 per share. 10 Nov 2017 1,000 1,000 (0%) 0% 9.4 9,360 Common Stock
Mark C. Biderman None Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 22,700 0 - - Common Stock
Edward H. Cohen None Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 25,000 0 - - Common Stock
John E. Stuart Director, Chairman Other type of transaction at price $ 0.00 per share. 03 Nov 2016 1,453,692 0 - - Common Stock
John E. Stuart Director, Chairman Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 41,830 0 - - Common Stock
John E. Stuart Director, Chairman Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 4,000 0 - - Common Stock
John E. Stuart Director, Chairman Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 19,351 0 - - Common Stock
John E. Stuart Director, Chairman Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 9,258 0 - - Common Stock
John E. Stuart Director, Chairman Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 237 0 - - Common Stock
Thomas A. Ortwein None Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 197,525 0 - - Common Stock
Michael J. Sell CFO, Treasurer, Secretary Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 2,765 0 - - Common Stock
Gregg J. Felton Director, CEO & President Other type of transaction at price $ 0.00 per share. 03 Nov 2016 1,453,692 2,120,793 - - Common Stock
Gregg J. Felton Director, CEO & President Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 2,120,793 0 - - Common Stock
Terence Flynn None Sale or transfer of securities back to the company at price $ 0.00 per share. 03 Nov 2016 41,002 0 - - Common Stock
Michael J. Sell CFO, Treasurer, and Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Jun 2015 300 2,765 - - Common Stock
Mark C. Biderman None 07 Apr 2015 11,350 0 - - Subscription Rights
Mark C. Biderman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 11,350 22,700 - - Common Stock
John E. Stuart Director, Chairman 07 Apr 2015 2,900 0 - - Subscription Rights
John E. Stuart Director, Chairman 07 Apr 2015 1,428,572 0 - - Subscription Rights
John E. Stuart Director, Chairman 07 Apr 2015 6,400 0 - - Subscription Rights
John E. Stuart Director, Chairman 07 Apr 2015 3,000 0 - - Subscription Rights
John E. Stuart Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 3,000 9,258 - - Common Stock
John E. Stuart Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 3,000 4,000 - - Common Stock
John E. Stuart Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 2,900 19,351 - - Common Stock
John E. Stuart Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 6,400 41,830 - - Common Stock
John E. Stuart Director, Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 1,428,572 1,453,692 - - Common Stock
John E. Stuart Director, Chairman 07 Apr 2015 3,000 0 - - Subscription Rights
Michael J. Sell CFO, Treasurer and Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 1,190 2,465 - - Common Stock
Michael J. Sell CFO, Treasurer and Secretary 07 Apr 2015 1,190 0 - - Subscription Rights
Gregg J. Felton Director, CEO and President 07 Apr 2015 445,050 0 - - Subscription Rights
Gregg J. Felton Director, CEO and President 07 Apr 2015 1,428,572 0 - - Subscription Rights
Gregg J. Felton Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 1,428,572 1,453,692 - - Common Stock
Gregg J. Felton Director, CEO and President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 445,050 667,101 - - Common Stock
Terence Flynn None 07 Apr 2015 35,502 0 - - Subscription Rights
Terence Flynn None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 07 Apr 2015 35,502 41,002 - - Common Stock
John E. Stuart Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2015 6,532 6,652 - - Common Stock
John E. Stuart Chairman Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2015 18,468 25,120 - - Common Stock
Gregg J. Felton Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2015 27,612 222,051 - - Common Stock
Gregg J. Felton Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2015 6,532 6,652 - - Common Stock
Gregg J. Felton Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2015 18,468 25,120 - - Common Stock
Gregg J. Felton Director, CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 26 Feb 2015 14,235 194,439 - - Common Stock
John E. Stuart Director, Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 7,000 35,430 - - Common Stock
Michael J. Sell CFO, Treasurer, and Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 275 1,275 - - Common Stock
Gregg J. Felton Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 08 Dec 2014 25,000 180,204 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2014 13,000 25,000 - - Common Stock
Michael J. Sell CFO, Treasurer, and Secretary Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2014 700 1,000 - - Common Stock
Thomas A. Ortwein None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2014 12,000 197,525 - - Common Stock
Gregg J. Felton Director, Co-CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2014 11,200 150,928 - - Common Stock
Terence Flynn None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 23 Sep 2014 2,000 5,500 - - Common Stock
Mark C. Biderman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Sep 2014 4,400 11,350 - - Common Stock
John E. Stuart Director, Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Sep 2014 2,000 16,451 - - Common Stock
Gregg J. Felton Director, Co-CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 22 Sep 2014 5,100 139,728 - - Common Stock
John E. Stuart Director, Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jun 2014 4,000 14,451 - - Common Stock
John E. Stuart Director, Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jun 2014 1,000 28,430 - - Common Stock
Gregg J. Felton Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 19 Jun 2014 116,352 134,628 - - Common Stock
Thomas A. Ortwein None Other type of transaction at price $ 0.00 per share. 05 Mar 2014 36,817 185,525 - - Common Stock
Thomas A. Ortwein None Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Feb 2014 43,183 232,496 - - Common Stock
Thomas A. Ortwein None Sale of securities on an exchange or to another person at price $ 0.00 per share. 28 Feb 2014 16,817 275,679 - - Common Stock
Thomas A. Ortwein None Other type of transaction at price $ 0.00 per share. 28 Feb 2014 10,154 222,342 - - Common Stock
Gregg J. Felton Director, Co-CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 17 Dec 2013 1,559 18,276 - - Common Stock
John E. Stuart Director, Chairman and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Dec 2013 1,000 27,430 - - Common Stock
John E. Stuart Director, President and Co-CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2013 2,000 26,430 - - Common Stock
Gregg J. Felton Director, Co-CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Dec 2013 6,532 16,717 - - Common Stock
Thomas A. Ortwein None Other type of transaction at price $ 0.00 per share. 04 Dec 2013 1,242 298,706 - - common stock (Symbol: FULL)
Thomas A. Ortwein None Other type of transaction at price $ 0.00 per share. 04 Dec 2013 6,210 292,496 - - Common Stock (Symbol: FULL)
Gregg J. Felton Director, Co-CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 03 Dec 2013 5,231 10,185 - - Common Stock
Gregg J. Felton Director, Co-CEO & President Purchase of securities on an exchange or from another person at price $ 0.00 per share. 18 Nov 2013 4,954 4,954 - - Common Stock
Thomas A. Ortwein None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Feb 2013 15,767 336,864 - - Common Stock
Thomas A. Ortwein None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Feb 2013 15,304 321,560 - - Common Stock
Thomas A. Ortwein None Other type of transaction at price $ 0.00 per share. 15 Feb 2013 12,123 309,437 - - Common Stock
Thomas A. Ortwein None Sale of securities on an exchange or to another person at price $ 0.00 per share. 15 Feb 2013 9,500 299,937 - - Common Stock
John E. Stuart Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 06 Dec 2012 2,000 24,430 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2012 6,000 12,000 - - Common Stock
John E. Stuart Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Nov 2012 1,000 22,430 - - Common Stock
John E. Stuart Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 15 Dec 2011 1,000 20,425 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2011 1,500 6,000 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2011 400 1,400 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2011 600 2,000 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2011 500 2,500 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2011 2,000 4,500 - - Common Stock
John E. Stuart Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Nov 2011 1,000 19,279 - - Common Stock
John E. Stuart Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 14 Jun 2011 1,000 17,503 - - Common Stock
John E. Stuart Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 09 Jun 2011 1,000 15,254 - - Common Stock
John E. Stuart Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Mar 2011 1,000 1,000 - - Common Stock
John E. Stuart Director, President and CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 16 Nov 2010 1,000 14,254 - - Common Stock
Edward H. Cohen None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 12 Nov 2010 1,000 1,000 - - Common Stock
John E. Stuart Director, President & CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 10 Sep 2010 500 13,754 - - Common Stock
Mark C. Biderman None Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Sep 2010 5,000 5,000 - - COMMON STOCK
John E. Stuart Director, PRESIDENT AND CEO Purchase of securities on an exchange or from another person at price $ 0.00 per share. 01 Sep 2010 1,400 13,254 - - Common Stock
*All Values are in $ Million
Client Category: Promoter/ KMP/ Director / Immediate Relatives / Employee / etc  
Security Type: Share/ Warrants / Convertible Debentures
Data as reported to USA Exchanges
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